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Author Topic: Using First Person: What How and Why
Survivor
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This is going to start with a slightly didactic passage in which I speak ex cathreda on the subject of what First Person Narrative is and how it is to be used. I warn you that this will put up many a back, but I do this, not to put your backs up, but to instruct and edify (stupid evil laugh, always slipping out uncontrollably).

First Person Narrative is a narrative which is cast as if told by one of the participants in the story being narrated. For example, if I were to tell you about the time that my brother, in a jealous rage at my great physical attractiveness (or physical cuteness, at any rate) removed my right dimple with a spear before casting my bleeding body into a ditch by the roadside, I would probably tell the story in first person, narrating how I and my brother went afield that day, and how we came to be before the ditch where I was cast, and so on and so forth.

That is, I would identify myself, the person telling the story, as being the person that the story was about (or at least as being a person in the story). This is not to say that I would be telling the absolute truth on every point...I could well claim to have another name, have lived in another time, even be of a different species or whatnot. The important thing is that I, the narrator, place myself in the story and tell the story as a person that actually was invovlved in the events of the story.

First Person is used in fiction for one very good reason (which is somewhat complex, involves a number of other reasons, and itself has no real bearing on the current fiction market although many of the subsidiary reasons do still apply). Basically, during a certain period when the modern novel was first evolving, it was considered unfashionable in much of the civilized world to buy or sell "fictions" at all. Therefore, most fiction had to be dressed up as true accounts of actual events.

This being the case, novelists often wrote stories under pseudonyms, and attempted to sell them as actual accounts of fantastic or improbable events. Since the events narrated didn't actually take place, and therefore actual evidence that the events of the story ever happened was hard to come by, the "author" of the story was employed as a sort of, "disposable eyewitness", if you will. The fictional author (i.e., the real author under a pseudonym) claimed to be an eyewitness to the events of the story. To lend interest to the account, and to make it plausible that the putative author would have actually witnessed much of the story, the narrator was usually cast as a fairly important participant in the story, a main character.

As time went on, it became more and more acceptable for people to openly accept fictional narratives...but by that time, the rules of the first person narrative had been largely set. Fortunately, they strongly correlate to the real literary strengths of first person. As Card (and others) has mentioned, when you tell a story, and claim that it actually happened to you, you increase the emotional stakes automatically. If you tell the story well, then the reader is left without any solid reason to believe that your story is impossible. And therefore, they cannot simply discount it.

A First Person narrative must explain how it came into existence. In general, this means that you can rely on the narrator surviving long enough to write down and transmit as much of the story as is in first person. A first person story which recounts the circumstances of the narrator's death is going to be rather unconvincing, unless it explains how the author managed to continue writing after death. It also means that you can count on the narrator character being interested in the events of the story, or explaining why he took the trouble to write about events that held no interest for him. The narrative also has to be written at some point, after the events being narrated occur in the story. All of these factors affect what can and cannot be part of the narrative.

For instance, in the novel Lovelock (and where the heck is the sequel to that?), everything that is part of the text (excluding, I think, the journal entries of the two children) is there because the character--Lovelock--writes it down while trying to work out his feelings and intentions with respect to the entire Mayflower expedition. If he had, say, had a malfunction and part of his memories were deleted, then those events could not plausibly be included in the story he tells. By the same token there is a running explaination of why he includes almost everything important that he includes in the story. Therefore, even with the pheonomenal mental abilities our enhanced narrator has, there are limitations on the story and the way it is told. From the very first lines of the story, we know something about where the story will end up, and this is necessary in order to justify to the reader the existence of the narrative in the first place.

There are two additional drawbacks to first person, both of which may seem slightly paradoxical. The first is that because the narrator is an actual character in the story, with motivations and reasons for the narrative, we cannot fully trust his account. Oh, he claims to be telling the truth, but is he really? Thus, by casting itself as an eyewitness account, the narrative opens itself to charges of inaccuracy (a charge that one can hardly imagine being leveled against most fiction--after all, it never really happened at all--there is no independent reality for the story to be more or less accurate about).

The second drawback is even more paradoxical. Because the story is a first person narrative written by someone else, we know it didn't happen to us. It is possible for me to read another's true third person account of my own actions. It is not possible for me to read someone else's true first person account about myself. Because the narrator, talking to the reader, constantly refers to himself as "I", the reader is constantly reminded that the narrator is a person distinct from himself.

These limitations are an inherent part of the First Person narrative. A writer attempting to write a first person story must accept and embrace these strictures, or the narrative will not work as first person. The payoff, however, is excellent. Because of the level of craftsmanship involved in creating a consistent and convincing first person narrative--it can be mastered. A first person story can hang together as a convincing artificial document that passes every test of a real account. A really well done first person story can make a reader not only suspend disbelief, but put them past the necessity of suspending disbelief by creating a story that they are tempted to actually believe.


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srhowen
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Humm, why the long post about first person?

Shawn


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Chipster
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A very interesting perspective. I would be interested in your view of the other narrative styles.

I'm sure that you understand that every rule has an exception, and I'm not trying to nitpick, but I do have a couple of questions.

quote:
A First Person narrative must explain how it came into existence.

I've been reading Glen Cook recently and his "Garret" stories are told in First Person. I've just looked through a few again, and he does not explain where the story is coming from. It has the feel that I'm there with him and he keeps turn aside to talk to me. I'm in there with him, as a ghost that none but he can see. Why else does he keep telling me these things? Is this in fact First Person or something different?

quote:
I would identify myself, the person telling the story, as being the person that the story was about (or at least as being a person in the story).

I can see why this would be intuitively true, I can't tell you something I don't know. But, the narrator in many of Shakespeare's plays is not a character in the plays. I'm not sure why that is or why it works. Is it because it is a play and the narrator is more of a prolog than a part of the actual story? Or is it just a device for attempting to achieve deep penetration in a medium that does not normally possess that trait? That it onkly appears to be First Person?

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srhowen
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Some first person does indeed identify who they are, namely detective stories—the “My name is John, John Killem, and I knew the day was going to be bad when Martha puked on my shoes.”

Other first person does not. The trick is to start with the I perspective and then sneak in the identification of the I person. That way, as was said, the reader feels like they are right there.

Some ways to do that are, and I have used some of these:

I handed her my business card with a smile. She looked at it and read out loud, “John Killem, Private Eye.” After which she puked on my shoe.

I hate standing in line at the record’s office. Smelly old men, and crying babies. For Pete’s sake why couldn’t women hire a baby sitter? Finally my turn at the window. The woman behind the counter asked in a board tone, “Name?”

I answered with a smug smile, “John Killem, Private Eye.” Before the clerk could answer I heard a noise behind me, an awful choking noise. I turned around and the woman behind me puked on my shoe.

Just a few ideas. First person seems restrictive, but in a lot of ways it gives you the freedom to fully explore one character and to create a strong sense of oneness with that character for your reader. I enjoy writing in all forms of POV as each presents its own set of challenges. One is not better than another, it is a matter of preference.

Shawn


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JK
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I couldn't help but notice how much puking there is on this thread. Or, if you're Stephen King, yarking.
Interesting points, Survivor. Of course, I already have most of this essay, in bits and pieces, in my Inbox *grin* Wanna do one on Third Person? Maybe even Second? You could do a series.
JK

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Survivor
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Chip, I never said that it was impossible to violate these rules in writing First Person, just that if a writer does violate them, the narrative doesn't work as a first person narrative.

I haven't read Glen Cook, but I would guess that there is no real reason for him to be writing in first person at all if he makes no effort to follow the rules. The POV is still First Person, just poorly written, probably written in First Person because the author has erroneous ideas about what First Person is supposed to accomplish and how to use it.

Plays are never written in first person--as I pointed out elsewhere, they are always written in Third Person Objective (a written play is always a description of the lines that are to be spoken and the actions that are to take place on the stage--rather than a work meant to be read directly by the audience, it is a series of instructions to a group of artists as to what must be included in the presentation of the play). Of course, there can be a Narrator character in a play, but it is very rare indeed for the Narrator to claim to have actually written the play being performed (including his own lines), even this would not make the written work first person (unless the author wrote the play as a story rather than a play, the written play itself would still be in Third Person Objective). None of Shakespear's plays use that conceit (although I can see how it might work for certain subject matters...particularly some modern ones).

I'm not sure what the meaning of srhowen's post is. Not only some, but all first person narrators must identify themselves and their role in the story being told, 'tis a necessary part of explaining why they wrote the story. The first example is more correct, the others are less so (it is true that these methods may be used to create more immediacy, but immediacy is not the purpose of using First Person).

I could do a series, but the fact of the matter is that First Person is the only narrative POV (aside from Third Person Objective, which I don't really care for or about) that has such specific rules and functions. The function of a first person narrative is to act as a document that purports to be an actual account written by an actual witness to those events. There is no other reason for using such a difficult and inherently limited voice. The rules directly contribute to the efficacy of the narrative in producing this effect, and any deviation from the essential rules lessens the ability of the document to convincingly present itself as a "true" narrative.

Therefore, since it is First Person that is most often used badly or for the wrong reasons (or both, usually bad First Person is bad because the author doesn't understand the basic reasons for writing in First Person), as well as because it is the easiest POV (aside from Third Person Objective, see my above paranthetical comment) to identify and define, I chose to actually write a little spiel on the subject.


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srhowen
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I have to disagree about the reasons for using first person. Not all first person is told to be a document. It is a POV that can be used that way--look this is what happend to me. But it can also be used like any other POV--to show the story through the eyes of one character and to show just what that one characters reactions were to the events. A kind of limited third--with the I character.

In this sort of first person the reader sees the story through that character's eyes as the story plays out not after the fact in the document of what has already happened.

Shawn


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Kolona
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I don't know if this is a good measuring stick, but would it be safe to say that, when writing in third person, to be sure you're keeping to the POV of a particular person, you can reread the text as though it were in first person? I ask this because I think the limited aspect of POV is more apparent with first person.

For instance, if you're writing

"Paul headed for the exits. He had nothing to do with administration. Why Amy singled him out was curious. But she gave him a lot of interesting information.",

insert "I" for "Paul" and "he," and "me" for "him." Does that make sense? This may not be the best example, but I find if I do this when I'm unsure, it seems to help.

Just another way to "use" first person?


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srhowen
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Yes, that is one of many ways that I encourged students to test their POV issues, we are talking middle school kids here , but it worked for them, and it works for me.

Honestly, write in whatever POV you wish to. First person is not easy, despite some who think otherwise, but then again it may be easy for them and another POV hard. I find first to be easy, but hard to do well. It is not a scape goat POV. Many think it is and try to do it because it seems easy to writ eform the I POV.

Ever read some junk where the word I is used so much you could cry? It is hard to do well. Things like description are hard to intwine into the text. After all why would so and so "i" describe the car they drive every day, their house or even themselves? Yes, you can use the document type thing, I am so and so and am 6 ft tall with----but I find that boring and out of date--and taking the easy way out.

Read Sue Grafton, she does a very good job with first person.

And if you ask me, and I have been told, that I do as well.

Shawn


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JK
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I happen to believe that Survivor's hard-and-fast rules are a little too hard-and-fast. The type of First Person Chipster described is perfectly acceptable. Writing is only bad if the reader doesn't enjoy it, IMO. And there's no reason why First Person can't evolve past its original mission profile.
JK

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srhowen
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Amazing, JK, you and I agree once again. LOL

Shawn


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GZ
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quote:
Not only some, but all first person narrators must identify themselves and their role in the story being told, 'tis a necessary part of explaining why they wrote the story.

If you want an example of a book that succeeds beautifully with its narrative and is written in first person with no identity ever given to the narrator, take a look at Rebecca by Daphne Du Maurier. Never once is the narrator named, but if you don’t know the person she is by the time the book is over, you’ve been reading upside down. The lack of name does nothing to diminish the strength of the story.


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Survivor
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A First Person account doesn't have to reveal the full, legal name of the Narrator anymore than it has to reveal that person's SSN. But it does have to reveal who the person is and what role they play in the story.

As for my rules being too "hard and fast", all I'm pointing out is the underlying advantages and disadvatages of writing a narrative in First Person. Those advantages and disadvatages do exist, and there are consequences for writers that ignore them.


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srhowen
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quote:
But it does have to reveal who the person is and what role they play in the story.

I will agree that it does have to tell you who the person is, in some form or another---but it does not have to tell you the role they paly in the story andymore than limited third has to tell you that. You as a writer should be able to get the role across to the reader without you I character stating it.

Shawn


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Survivor
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Dude, I don't even know what your saying anymore....
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srhowen
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Uhmm, well I have been called a male before. Sorry I'm a dudette. (is that spelled right?)(is it even a word?)

In many first person stories, esp. if you go to some of the older ones, the "I" character introduced themselves. I am so and so and this is my story. They told you their role in the story.

More modern works use first person as a very limited kind of limited third, a more personal version of the limited third. So there is no need for that main character to hit the reader in the head with their role anymore. It can be done the same as limited third, in a subtle way, that lets the reader discover that role for themselves.

Shawn

I have a picture up at the below link to prove my gender.

www.xanga.com/WildChildEditors

[This message has been edited by srhowen (edited August 03, 2002).]


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Survivor
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Dude, what I'm wondering is why anyone would want to "use first person as a very limited kind of limited third," if it is only going to be an inferior sort of variation on what you try to accomplish with Third Person Limited.
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srhowen
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Why is it that when someone does not agree with you, that you revert to insult? Sorry, I am not a dude! I am female.

No where did I say it was inferior to limited third. In fact, it can be better than limited third in that you get the tight view of just that character and the reader can get right into their head and the story as if they were the "I" character.

Sheesh.
Shawn


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Kathleen Dalton Woodbury
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Okay, maybe we've exhausted this topic.
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